The FCA has announced proposals to require personal investment firms to set aside capital so that they can cover compensation cos...
CN Editor
November 30, 2023
FCA BANS AND FINES JAMES LEWIS £120,300 FOR PUTTING INVESTORS AT RISK
U.S. REGULATORS REVIVE INCENTIVE PAY PROPOSALS
CIRO ANNOUNCES PARTNERSHIP WITH PROSPER CANADA TO SUPPORT FINANCIAL EDUCATION AND INVESTOR PROTECTION
INDIVIDUAL CHARGED WITH INVESTMENT FRAUD OVER UNAUTHORISED MULTIMILLION POUND "KUBE TRADING" SCHEME
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CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW WAY OF PAYING FOR INVESTMENT RESEARCH PROPOSED BY THE FINANCIAL REGULATOR
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